News & Insights

News & Insights

HFM Virtual Symposium – New Prudential Regime for Investment Firms

01 June 2021
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Our Head of Prudential, Mike Chambers recently took part in HFM’s Virtual Symposium, where he outlined the new prudential regime for investment firms, due to come into effect in January 2022.

Following some in depth impact assessments, Wheelhouse Advisors has found that some firms may be more adversely impacted than others, with exempt-CAD firms being amongst the most affected.

The presentations outlines the changes to capital requirements, risks (K-Factors), new ICARA process and some preparatory steps firms can be taking now to offset the impact.

Wheelhouse Advisors can offer support and guidance to firms as they consider the impact of the new regime.

Read more about the IFPR